We Do All the Heavy Lifting

We let you focus on running your company. We strive to make your 401(k) easy and hassle free. Our plan is a seamless, fully integrated process. With your Dedicated Administrator, we take care of all your 401(k) needs.

Plan Setup Services

  • Prepare Plan Document and Summary Plan Description
  • Establish participant and trust accounts
  • Approve plan investment menu
  • Establish web access to participants and plan sponsor
  • Provide website and payroll training

Plan Conversion Services

  • Provide sample termination letter for the outgoing provider
  • Transfer assets from outgoing provider
  • Prepare participant notifications
  • Reconcile assets from outgoing provider

Recordkeeping Services

  • Reconcile the Trust Account to the recordkeeping system daily
  • Update share prices and individual account balances daily
  • Process trades, including contributions and fund transfers
  • Prepare and distribute quarterly benefits statements
  • Originate and maintain participant loans
  • Provide ERISA 404(a)(b) participant fee disclosure forms

Administrative Services

  • Maintain Plan Document for compliance with applicable law
  • Complete Annual Nondiscrimination Testing
  • Prepare signature-ready Form 5500
  • Provide Summary Annual Report to distribute to participants
  • Calculate year-end contribution allocations
  • Prepare any necessary annual notices